Wiley FINRA Series 10 Exam Review 2017 The General Securities Sales Supervisor Examination {u2014} General Module

by Miller, Wiley, 1951-

Format: OverDrive Read 2017.
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The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2017 arms you with everything you need to pass this four-hour, 145-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:

Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 10 Exam Review 2017 is your ticket to passing the Series 10 test on the first try--with flying colors!

Additional Information
Subjects Commodity exchanges -- United States.
Securities -- United States.
Stock exchanges -- United States.
Electronic books.
Publisher [Place of publication not identified] :Wiley2017.
Contributors OverDrive, Inc.
Language English
System Details Mode of access: World Wide Web.
Format: Adobe PDF eBook
Format: Adobe EPUB eBook
Format: OverDrive Read
Requires Adobe Digital Editions or Adobe Digital Editions
Description 1 online resource
ISBN 9781119399766
Other Classic View