Wiley FINRA Series 57 Exam Review 2017
|Format:||OverDrive Read 2017.|
|Adobe EPUB ebook|
|Availability:||Available from OverDrive 1 of 1 copy|
The go-to guide to acing the Series 57 Exam!
Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 57 Exam Review 2017 arms you with everything you need to pass this challenging 125-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 57 Exam Review 2017 is your ticket to passing the Series 57 test on the first try--with flying colors!
Visit www.efficientlearning.com/finra for more information.
The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include:Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors
As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.
To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.
ContentsWILEY SERIES 57 EXAM REVIEW 2017
About the Series 57 Exam
About This Book
About the Test Bank
About the Securities Institute of America
Chapter 1 Equity Securities
What is a Security?
Equity = Stock
Corporate Time Line
Values of Common Stock
Rights of Common Stockholders
Characteristics of a Rights Offering
Determining the Value of a Right Cum Rights
Determining the Value of a Right Ex Rights
Voting Methods of Voting
The Transfer Agent
Inspection of Books and Records
Residual Claim to Assets
Why Do People Buy Common Stock?
What Are the Risks of Owning Common Stock?
Dividends May Be Stopped or Reduced
Junior Claim on Corporate Assets
How Does Someone Become a Stockholder?
Features of All Preferred Stock
Payment of Dividends
Distribution of Assets
Nonvoting Interest Rate Sensitive
Types of Preferred Stock
Types of Dividends
Stock Price and the Ex-Dividend Date
Taxation of Dividends
Dividend Disbursement Process
How Do People Get Warrants?
Attached to Bonds
Possible Outcomes of a Warrant American Depositary Receipts (ADRs)/American Depositary Shares (ADSs)
Functions of the Custodian Bank Issuing ADRs
Real Estate Investment Trusts/REITs
Direct Participation Programs and Limited Partnerships
Structuring and Offering Limited Partnerships
Types of Limited Partnerships
Tax Reporting for Direct Participation Programs
Limited Partnership Analysis
Tax Deductions vs. Tax Credits
Other Tax Considerations
Dissolving a Partnership
Chapter 2 Debt Securities
Corporate Bonds Types of Bond Issuance
Book Entry/Journal Entry
Corporate Bond Pricing
Yield to Maturity
Yield to Maturity for a Premium Bond
Yield to Maturity for a Discount Bond
Calculating the Yield to Maturity
Calculating the Yield to Call
The Real Interest Rate
Series Issue Types of Corporate Bonds
|Series||Wiley FINRA Series ; 57|
-- United States
-- Study guides.
Stockbrokers -- United States -- Examinations, questions, etc.
|Publisher|| [Place of publication not identified] :Wiley2017.
Mode of access: World Wide Web.
Format: Adobe PDF eBook
Format: Adobe EPUB eBook
Format: OverDrive Read
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